Alerter for UK AIFMs (FCA CP 15/8)
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Alerter for UK AIFMs (FCA CP 15/8)

The FCA's Quarterly Consultation issued in March (CP 15/8) is in part relevant to UK AIFMs.

The FCA's Quarterly Consultation issued in March (CP 15/8) is in part relevant to UK AIFMs.

Points of interest include:

  • RAO exclusion issues
  • Passporting for Article 6(4) MiFID type activities
  • Responsibility for valuation
  • "Establishment" as relevant to NPPR
  • Section 272 schemes

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Kirstene Baillie
Kirstene Baillie
Kirstene Baillie Partner, Financial Markets and Products
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Alerter for UK AIFMs (FCA CP 15/8)

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